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APPENDIX 12
GUIDE TO CONDUCTING A HEARING
(Obsolete)
- Upon receipt of the file, the hearing officer
will become familiar with the case to be sure that pertinent information
is presented at the hearing.
- The hearing office personnel will arrange a
hearing at a place convenient to the appellant, decision making
official, and hearing officer in the state of residence of the
appellant, unless the appellant consents to holding the hearing in
another state. The hearing officer should make arrangements when
necessary for the hearing and/or sight impaired.
- The hearing officer must be an unbiased
presiding officer.
- The hearing officer should have no
preconceived opinion concerning the issues.
- To preserve this unbiased atmosphere.
- It is preferable that the hearing not be
held in an FmHA office. Places such as Conference Room -
Agricultural Service Center, SCS, ASCS, Extension Service, etc.
should be first considered. This may not be possible, but an attempt
should be made to hold the hearing at a neutral place.
- The hearing officer should not fraternize
with the decision maker or other FmHA personnel before, during, or
after the hearing. The hearing officer should be seated separate
from the others at the hearing.
- The hearing proceedings should be conducted
informally.
- The appellant has the responsibility of
showing why the initial decision should be reversed.
- The hearing officer may receive evidence
without regard to whether that evidence could be employed in judicial
proceedings, but evidence clearly unrelated to the issues being
appealed need not be accepted.
- The hearing must be conducted in a manner to
get facts on the record. Therefore, the hearing must deal in facts and
professional opinions.
- The hearing officer should keep control over
the hearing and not allow any of the participants, including counsel
for the appellant or the decision maker, to unduly attempt to set the
tone of the hearing. If any person(s) become uncontrollable, they may
be requested to leave. If they refuse to leave, the hearing may be
terminated or postponed.
- As a fact-finder, the hearing officer may
question any witness, request additional witnesses to appear, and/or
request further information if this information is necessary to reach
a proper decision. If the hearing officer is going to request
additional witnesses, these witnesses should be given adequate notice
of the time and place of the hearing.
- Order of presentation. The order listed below
should be followed:
- The opening statement by appellant setting
forth why original decision was erroneous. This is an outline of how
appellant plans to proceed.
- The opening statement by decision maker to
show why the decision is correct.
- The appellant presents evidence including
documents, witnesses, and arguments supporting the appellant's
position. The decision maker can be questioned at this time by the
appellant. Any witnesses presented by the appellant can be questioned
by the decision maker or other Government representative.
- The decision maker or other government
representative then has an opportunity to rebut appellant's arguments
and/or evidence by presenting evidence including witnesses. Any
witnesses may be questioned by appellant.
- The hearing should be concluded with a
summary by both sides.
- The appellant may arrange to have a
transcript of the hearing made at the appellant's expense.
- The appellant may request a copy of the
hearing tape.
- The hearing officer will make a decision based
on the following:
- Facts and materials presented at the hearing.
- Appropriate FmHA files.
- Applicable statutes and regulations.
- The hearing officer's general knowledge of
FmHA program functions.
- After reaching a decision, the hearing officer
must prepare the appropriate letter setting out the decision and forward
it to the appellant, with a copy to the decision maker or any other
official servicing the account.
- This letter must set out specific reasons for
the decision, and the facts on which the decision is based.
- The decision will be normally communicated by
letter to the appellant within 30 calendar days of the hearing.
- If the initial decision is reversed, the
letter will so inform the appellant and the decision maker, giving
the reasons and action to be taken.
- If the initial decision is upheld or
modified, the letter will contain a statement set out in the
regulations that the appellant may have the decision reviewed
further if the appellant files a request for review within 30
calendar days of the date of the letter.
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